U.S. Securities and Exchange Commission - PDFSEARCH.IO - Document Search Engine

U.S. Securities and Exchange Commission
Results: 20323

#	Item
141	Closing A user friendly tool to secure the closing. Add to Reading List Source URL: latinapt.addactis.com Language: English - Date: 2016-05-19 04:58:12 Economy Generally Accepted Accounting Principles U.S. Securities and Exchange Commission International Financial Reporting Standards Accounting Business Actuarial science
142	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Law Arbitration Financial Industry Regulatory Authority United States securities law Arbitral tribunal Securities Exchange Act Securities regulation in the United States Forum U.S. Securities and Exchange Commission United States Arbitration Association Consumer arbitration
143	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-30 15:41:18 Economy Finance Stock market Business Equity securities Corporate finance Corporate law U.S. Securities and Exchange Commission Non-voting stock Incorporation Security Preferred stock
144	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:41:38 Finance Money Economy Exchange-traded funds IShares SPDR U.S. Securities and Exchange Commission Index fund Securities regulation in the United States Barclays Capital Aggregate Bond Index Security Bond
145	Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-04-01 10:48:59 Economy Finance Money Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States DoddFrank Wall Street Reform and Consumer Protection Act Public Company Accounting Oversight Board Securities Act Insider trading Registered Investment Adviser Broker-dealer
146	International Regulate January 2014 Editorial Once again, European issues form the subject of the editorial. It is thought that regulators in a number of jurisdictions have been waiting for Europe to decide on Add to Reading List Source URL: www.bakertillycayman.com Language: English - Date: 2014-11-03 12:44:05 Economy Accounting Auditing Business Systemic risk Financial regulation International standards International Organization of Securities Commissions Audit Assurance services Credit rating agency U.S. Securities and Exchange Commission
147	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Finance Self-regulatory organizations Economy Investment Securities Investor Protection Corporation Government Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
148	Accounting Restatements and the Timeliness of Disclosures Brad Badertscher University of Notre Dame Jeffrey J. Burks* University of Notre Dame Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:51:15 Economy Auditing Business Restatements of the Law United States law Enron scandal Financial Accounting Standards Board U.S. Securities and Exchange Commission Materiality
149	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-05 15:57:28 Finance Money SEC filings Financial regulation U.S. Securities and Exchange Commission Financial markets 73rd United States Congress Securities Exchange Act Futures contract Securities regulation in the United States Market liquidity Schedule TO
150	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:33:24 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Securities regulation in the United States Finance New York Stock Exchange National Market System Futures contract Economy

UPDATE